Fiduciary Compliance
On May 18, 2015, the U.S. Supreme Court unanimously held in Tibble v. Edison International that fiduciaries of 401(k) retirement plans have a continuing duty under the Employee Retirement Income Security Act of 1974 (ERISA) to monitor an investment alternative offered under a 401(k) plan after it is selected. In monitoring an investment alternative, the fiduciaries must engage in a prudent process. Greystone Capital utilizes a proprietary investment monitoring process to assist plan fiduciaries in meeting their obligations.
Investment Monitoring & Analysis
- Customizable fund evaluation to provide a tailored analysis for your plan.
- Analyze Active, Passive, and Target Date Funds with unique evaluation criteria options.
- Fund Research Tools built in to help with fund replacements, investment analysis, and platform evaluation.
- Documentation of monitoring and analysis for DOL compliance
Fee Analysis | Lineup Comparison
- Fee Analysis & Benchmarking designed to review plan fees and how plan costs compare to peers.
- Lineup Comparison allows for the comparison of up to 5 different lineups.
- Compare performance, fees, plan costs, and even show how assets will map from one lineup to another.
- Documentation of analysis for DOL compliance.